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Newmark Securities, LLC
Newmark Securities, LLC is a broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and member FINRA/SIPC. Main Office: 125 Park Avenue, New York, NY 10017.
FINRA BrokerCheck FINRA BrokerCheck is a free tool that assists investors by providing background and regulatory information on current and former FINRA member firms and registered representatives. This information can be obtained at www.brokercheck. finra.org or by calling the FINRA BrokerCheck Hotline toll-free number at 1-800-289-9999. A copy of an investor brochure that includes information describing FINRA BrokerCheck can be obtained by calling the FINRA BrokerCheck Hotline number or accessing the FINRA website. Information on the Securities Investor Protection Corporation (“SIPC”) SIPC was created by the Securities Investor Protection Act of 1970 (“SIPA”) and its primary purpose is to provide protection within the limits of the SIPA to securities clients of failed brokers or dealers who are members of the SIPC. Newmark Securities, LLC is a member of the SIPC. Information on SIPC and the SIPC Brochure is available at either www.sipc.org, or by contacting SIPC at (202) 371-8300, or by sending an email request to firstname.lastname@example.org
Business Continuity Plan: Newmark Securities, LLC’s Business Continuity information is available at: https://www.nmrk.com/storage-nmrk/uploads/documents/Newmar_Group_Business_Continuity_Plan_Summary_2021.pdf
Statement of Financial Condition – SEC Rule 17a-5(c) - In accordance with Securities Exchange Act Rule 17a-5(c), Newmark Securities, LLC’s statement of financial condition and most recent audited statement filed are available by request or for inspection at the principal office of Newmark Securities, LLC and at the New York Regional Office of the SEC.
Complaints: In accordance with SEC Rule 17a-3(a)(18)(ii), please be advised that any complaints may be directed to the following: Newmark Securities, LLC, 110 East 59th Street, 4th Floor, New York, NY 10022, Attention: Chief Compliance Officer.